Freedom Capital Markets
Disclosures
Certain statements that we make may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995.
Forward-looking statements include information concerning future strategic objectives, business prospects, anticipated savings, financial results (including expenses, earnings, liquidity, cash flow, and capital expenditures), industry or market conditions, demand for and pricing of our products, acquisitions and divestitures, anticipated results of litigation and regulatory developments or general economic conditions. In addition, words such as “believes,” “expects,” “anticipates,” “intends,” “plans,” “estimates,” “projects,” “forecasts,” and future or conditional verbs such as “will,” “may,” “could,” “should,” and “would,” as well as any other statement that necessarily depends on future events, are intended to identify forward-looking statements.
Forward-looking statements are not guarantees, and they involve risks, uncertainties and assumptions. Although we make such statements based on assumptions that we believe to be reasonable, there can be no assurance that actual results will not differ materially from those expressed in the forward-looking statements.
We caution investors not to rely unduly on any forward-looking statements and urge you to carefully consider the risks described in our Parent Company’s filings with the Securities and Exchange Commission from time to time, including our most recent Annual Report on Form 10-K and subsequent Forms 10-Q, which are available on https://ir.freedomholdingcorp.com/sec-filings and the SEC’s website at sec.gov.
We expressly disclaim any obligation to update any forward-looking statement in the event it later turns out to be inaccurate, whether as a result of new information, future events, or otherwise.
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Prime Executions, Inc.
Rule 606 Reports
2024 - 3rd Quarter Report
2024 - 2nd Quarter Report
Rule 607 Reports
SEC Rule 607 requires all registered broker-dealers to provide disclosures to customers of payment for order flow practices. In our efforts to seek best execution, the firm routes client orders to national securities exchanges, other venues and market centers (collectively ‘Market Centers’). Some of those Market Centers provide payments to the firm, or charge access fees depending upon the characteristics of the order and any subsequent execution. Further information about the source and nature of any such discounts or rebates received, will be provided upon written request.